US Sentencing Guidelines: A Cornerstone of Hedge Fund Compliance Practices

Posted under Risk Management on January 18th, 2011 by Judith Gross0 comments

Compliance regulations couldn’t get any more press than they do today, given the almost daily raft of new SEC and Treasury rules. However, ever stop to wonder what the backbone of compliance law is? The answer is the US Sentencing Guidelines, which were enacted in 1991 and later amended in 2004. These Guidelines set forth [...]