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Entries from September 2010

NetLingo and Compliance Screening: LOL?

Posted under Risk Management on September 24th, 2010 by Judith Gross0 comments

Typically, a financial services compliance officer will perform routine screenings of employee emails, instant messages and chat room posts. This screening is the backbone of a compliance program, because it is a very effective way to catch issues, even before they become major problems. But how much info have your screenings yielded been lately? Compliance officers who [...]