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Entries from April 2009
At a recent industry conference, the 2009 priorities of the SEC’s Office of Compliance Inspections (OCIE) were detailed by chief counsel John Walsh. Hedge funds need to pay particular attention to this list, as there are many items on it that directly relate to typical hedge fund activities. Here are some highlights: 1. Custody and Control [...]
JG ADVISORY SERVICES ANNOUNCES THAT THE PWG TECHCHECK©; ONLINE BEST PRACTICES ASSESSMENT TOOL FOR HEDGE FUNDS BASED ON THE PRESIDENT’S WORKING GROUP REPORT NOW REFERENCES HFSB STANDARDS JG Advisory Services LLC announced today that its online, self-assessment checklist based on the Report of the Asset Managers’ Committee to the President’s Working Group (PWG) on Financial Markets now [...]