Hedge Fund Compliance Blog
Search
Bettertrades provides the best stock market education in the world. Learn options trading from bettertrades founder Freddie Rick
Polls
Loading ...Recent Entries
- Dodd-Frank Law Coaxes Hedge Funds into Regulatory Purview; States Expected to Carry a Large Part of the Load
- SEC Addresses Hedge Fund Pay-to-Play Issue
- Expansion of Compliance Industry is Forecast
- Hedge Fund Registration: How Much Will it Cost?
- Allocation of Trades Continue to Vex Hedge Funds
- Hedge Fund Regulation Inches Forward
- New Shorting Rules Will Affect Hedge Funds
Pick a month
- July 2010 (2)
- June 2010 (1)
- May 2010 (1)
- April 2010 (1)
- March 2010 (2)
- February 2010 (1)
- January 2010 (1)
- December 2009 (1)
- November 2009 (2)
- October 2009 (1)
- September 2009 (3)
- August 2009 (1)
- July 2009 (4)
- May 2009 (3)
- April 2009 (3)
- March 2009 (3)
- January 2009 (2)
- December 2008 (1)
- November 2008 (2)
- October 2008 (4)
- September 2008 (4)
- August 2008 (4)
- July 2008 (7)
- June 2008 (7)
- May 2008 (8)
- April 2008 (2)
- October 2007 (5)
- September 2007 (2)
- August 2007 (12)
Categories
- Best Practices (12)
- CFTC (1)
- Compliance Program (43)
- Conflicts of Interest (6)
- Custody (2)
- Disaster Recovery (1)
- Due Diligence (4)
- European Hedge Funds (4)
- Industry Scandals (1)
- Insider Trading (5)
- Investment Guidelines (1)
- litigation (3)
- Marketing (3)
- Offshore Funds (2)
- Pension Funds (3)
- Placement Agents (2)
- political contributions (2)
- Poll (1)
- Redemptions (1)
- Reg S-P (2)
- Regulation (12)
- Risk Management (36)
- SEC (23)
- Tax Matters (2)
- Trading (8)
- Training (2)
