Become a beta tester for our newest product now under development. Click under "Best Practices Checklist" for complete details on this exciting project!

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Click on the "Training" tab for a FREE webinar outlining the need for investment advisers to train employees on compliance and unlawful employment practices.

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***NEW FOR 2008*** Updated Compliance Basics Training Module** This valuable training tool has been updated for 2008! Click on "Training" tab for purchase and more information.

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Keep abreast of the latest developments in the public company regulatory environment. Visit the Society of Corporate Compliance and Ethics at www.corporatecompliance.org.




We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

Where Wall Street Comes for Compliance and Consulting Services with a Practical Edge

JG Advisory Services LLC offers comprehensive compliance and consulting services to hedge funds, private equity funds, broker-dealers and related industry service providers. JG Advisory Services LLC works in these areas:

SEC Mock Audits tailored to suit your needs and budget.

Investment advisor SEC registration, including Form ADV, compliance manuals, books and records

On-going monitoring of compliance procedures and related filings

Outsource chief compliance officer

Review of marketing materials from compliance perspective, including RFP's

Compliance training for annual meetings, new employees and part of an on-going program

Outsource provider of various compliance functions such as review of personal trading and restricted list maintenance

For Fund of Funds - documentation review of underlying funds

Reuters: Business News - Wed, 23 Jul 2008 23:24:14 -0400

House passes housing bill; Bush lifts veto threat
Wed, 23 Jul 2008 22:34:41 -0400
WASHINGTON (Reuters) - The House of Representatives passed a massive housing rescue bill on Wednesday while the White House dropped a threat to veto it, paving the way for measures aimed at shoring up the worst U.S. housing market since the Great Dep
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Amazon profit, sales above view and shares rise
Wed, 23 Jul 2008 20:51:06 -0400
SAN FRANCISCO (Reuters) - Amazon.com Inc said on Wednesday quarterly profit doubled and sales grew 41 percent, indicating to Wall Street that many cost-conscious shoppers are heading online to save money in a tough economy.
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SemGroup gets court OK for initial bankruptcy motions
Wed, 23 Jul 2008 20:12:37 -0400
NEW YORK (Reuters) - SemGroup LP, an Oklahoma-based oil trading services company, on Wednesday said it received approval from the Bankruptcy Court for its initial motions related to its bankruptcy.
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