What's New


training

Did you know that JG Advisory recently celebrated its SIXTH ANNIVERSARY? Ask us about our proven track record of success!

JG Advisory is focused on developing solutions in two new compliance areas:
*CFTC registration for hedge funds that access commodities markets
*Form PF reporting
Please contact us if you would like additional info.

Behind on COMPLIANCE TRAINING? We provide hedge funds with on-site or remote training sessions. Highly interactive, specifically customized to your needs. INSIDER TRADING topic a specialty. JG Advisory is pleased to partner with Quest CE (learn.questce.com/firmelement) to deliver training to broker dealers. Call for more information and promo code.

Our Basic Compliance Training for employees has been updated to reflect the new Dodd-Frank law and other changes to the rules. Check for it on the Training page, under the TM1 tab! An easy and affordable way to bring your employees up-to-date!

Is SEC Registration in your future? Need help with a state adviser registration? Contact us for pricing.

We can staff all size projects, from the very large to the very small. All levels available, including administrative and former SEC staff. Call us to discuss your needs.

PWG TECHCHECK: now with scoring! Click on the PWG TechCheck tab for more information and to log on.


We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

Where Wall Street Comes for Compliance with a Practical Edge


JG Advisory Services, founded in 2005, offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:

  •  Investment adviser SEC and State registrations, including Form ADV, compliance manuals, books and records
  •  Regulatory (SEC and State) Mock Audits tailored to suit your needs and budget
  •  Set-up and monitoring of compliance procedures
  •  Outsource provider of various compliance functions such as review of personal trading and email
  •  Review of marketing materials from compliance perspective, including DDQ's
  •  Regulatory filings
  •  Fund of Funds - documentation review of underlying funds, due diligence procedures
  •  Outsource chief compliance officer
  •  Anti-money laundering review and training for hedge funds and service providers to hedge funds
  •  Preparation of, and technology solutions for, the preparation of Form PF
  •  Registration with the CFTC for private investment funds who are commodity market participants
  •  Compliance training - custom in-house, or online modules: Just click on the Training tab
  •  Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab

Reuters: Business News

Central bank liquidity tap to stay open
Fri, 03 Feb 2012 11:10:15 -0500
LONDON (Reuters) - After a blockbuster January for both equities and bonds - rallies that caught many in the market by surprise - investors will be paying keen attention to the world's central banks in the coming week for signs of continued easy mone
Read More

Greece says faces 24-hour deadline to clinch rescue
Sat, 04 Feb 2012 15:42:10 -0500
ATHENS (Reuters) - Greece has just one day left to strike a deal with impatient lenders and reluctant political party leaders on a 130 billion rescue plan before the country is pushed towards a chaotic default, its finance minister warned on Saturday
Read More

Jobless rate at 3-year low as payrolls surge
Fri, 03 Feb 2012 19:14:01 -0500
WASHINGTON (Reuters) - The United States created jobs at the fastest pace in nine months in January and the unemployment rate unexpectedly dropped to a near three-year low, giving a boost to President Barack Obama.
Read More

Saturday February 4th, 2012