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training




Judith Gross recently spoke on the topic of "Hedge Funds - Anti-Money Laundering Issues" on a webinar for ACAMS (Association of Certified Anti-Money Laundering Specialists). To view, contact acams.org.

DID YOU KNOW that a study released by NYU's Stern School of Business found that due diligence reports contain a significant number of misrepresentations? Visit our Hedge Fund Compliance Blog to learn more.

PWG TECHCHECK - FOR YOUR ANNUAL COMPLIANCE REVIEW! NOW WITH SCORING
Our "PWG TechCheck" best practice self-assessment tool for hedge funds, based on the President's Working Group report, is available for your use on this site! Now with a scoring feature it's a perfect compliance and marketing tool. Use the PDF summary report generated at the end of the assessment process can be used to demonstrate to your investors that you meet best practices! Click on the "PWG TechCheck" tab to log on.

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NEED INSIDER TRADING COMPLIANCE TRAINING? ARE YOU CURRENT WITH YOUR EMPLOYEES' COMPLIANCE TRAINING? Click on the "Training" tab for a FREE webinar outlining the need for investment advisers to train employees on compliance and unlawful employment practices.

JG Advisory Services continues to provide in-person tailored training to hedge fund employees, most recently in the areas of insider trading and employment laws. Contact us to arrange your customized session!



We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

JG Advisory Services LLC - ABOUT US

JG Advisory Services was founded in 2005 and has worked with a variety of hedge fund groups on compliance issues since then.  Client groups span the size spectrum from large established groups, to smaller, start-up ventures.  The company has also worked with broker-dealers serving as third party placement agents, as well as industry service providers on a wide variety of projects, including technology development and marketing.

Judith Gross

Judith Gross, Esq. is the principal of JG Advisory Services. Prior to founding the company, Ms. Gross worked for Oppenheimer & Co. Inc. as a senior vice president in the Alternative Investments Group for over 9 years. She has extensive experience in the securities industry and brings a great deal of practical knowledge to clients. She is an attorney admitted to practice in New York State and has worked on Wall Street since 1985.

Ms. Gross has a BS from Cornell University, a Masters in City and Regional Planning from Harvard University, and a JD from Hofstra University. She is a member of the Roundtable Group, and has served as an expert witness on several hedge fund litigation cases. Ms. Gross has served as a FINRA arbitrator for over 15 years.

If necessary, associates may be assigned to your project. JG Advisory Services associates are experienced and well-motivated. They are selected especially to provide the highest level of service to clients.