What's New


training

Did you know that JG Advisory recently celebrated its SIXTH ANNIVERSARY? Ask us about our proven track record of success!

JG Advisory is focused on developing solutions in two new compliance areas:
*CFTC registration for hedge funds that access commodities markets
*Form PF reporting
Please contact us if you would like additional info.

Behind on COMPLIANCE TRAINING? We provide hedge funds with on-site or remote training sessions. Highly interactive, specifically customized to your needs. INSIDER TRADING topic a specialty. JG Advisory is pleased to partner with Quest CE (learn.questce.com/firmelement) to deliver training to broker dealers. Call for more information and promo code.

Our Basic Compliance Training for employees has been updated to reflect the new Dodd-Frank law and other changes to the rules. Check for it on the Training page, under the TM1 tab! An easy and affordable way to bring your employees up-to-date!

We can staff all size projects, from the very large to the very small. All levels available, including administrative and former SEC staff. Call us to discuss your needs.

PWG TECHCHECK: now with scoring! Click on the PWG TechCheck tab for more information and to log on.


We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

Where Wall Street Comes for Compliance with a Practical Edge


JG Advisory Services, founded in 2005, offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:

  •  Investment adviser SEC and State registrations, including Form ADV, compliance manuals, books and records
  •  Regulatory (SEC and State) Mock Audits tailored to suit your needs and budget
  •  Set-up and monitoring of compliance procedures
  •  Outsource provider of various compliance functions such as review of personal trading and email
  •  Review of marketing materials from compliance perspective, including DDQ's
  •  Regulatory filings
  •  Fund of Funds - documentation review of underlying funds, due diligence procedures
  •  Outsource chief compliance officer
  •  Anti-money laundering review and training for hedge funds and service providers to hedge funds
  •  Preparation of, and technology solutions for, the preparation of Form PF
  •  Registration with the CFTC for private investment funds who are commodity market participants
  •  Compliance training - custom in-house, or online modules: Just click on the Training tab
  •  Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab

Reuters: Business News

Stock index futures point to modest rebound
Fri, 18 May 2012 04:59:04 -0400
U.S. stock index futures pointed to a slightly higher open on Wall Street on Friday, with futures for the S&P 500 and the Dow Jones up 0.2 percent and Nasdaq futures up 0.3 percent at 4:41 a.m. EDT.
Read More

Euro zone fears propel dollar, global shares in red for year
Fri, 18 May 2012 04:22:18 -0400
LONDON (Reuters) - The U.S. dollar climbed, world shares fell and German borrowing costs hit record lows on Friday as a deepening Spanish banking crisis, uncertainty about Greece's future in the euro zone and lackluster U.S. data provoked a rush for
Read More

Investors brace for Facebook debut on Wall Street
Fri, 18 May 2012 00:30:19 -0400
(Reuters) - Investors are bracing for Facebook's Wall Street debut on Friday after the world's No.1 online social network raised about $16 billion in one of the biggest initial public offerings in U.S. history.
Read More

Friday May 18th, 2012