What's New


training

Did you know that JG Advisory recently celebrated its SIXTH ANNIVERSARY? Ask us about our proven track record of success!

JG Advisory is focused on developing solutions in two new compliance areas:
*CFTC registration for hedge funds that access commodities markets
*Form PF reporting
Please contact us if you would like additional info.

Behind on COMPLIANCE TRAINING? We provide hedge funds with on-site or remote training sessions. Highly interactive, specifically customized to your needs. INSIDER TRADING topic a specialty. JG Advisory is pleased to partner with Quest CE (learn.questce.com/firmelement) to deliver training to broker dealers. Call for more information and promo code.

Our Basic Compliance Training for employees has been updated to reflect the new Dodd-Frank law and other changes to the rules. Check for it on the Training page, under the TM1 tab! An easy and affordable way to bring your employees up-to-date!

Is SEC Registration in your future? Need help with a state adviser registration? Contact us for pricing.

We can staff all size projects, from the very large to the very small. All levels available, including administrative and former SEC staff. Call us to discuss your needs.

PWG TECHCHECK: now with scoring! Click on the PWG TechCheck tab for more information and to log on.


We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

Where Wall Street Comes for Compliance with a Practical Edge


JG Advisory Services, founded in 2005, offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:

  •  Investment adviser SEC and State registrations, including Form ADV, compliance manuals, books and records
  •  Regulatory (SEC and State) Mock Audits tailored to suit your needs and budget
  •  Set-up and monitoring of compliance procedures
  •  Outsource provider of various compliance functions such as review of personal trading and email
  •  Review of marketing materials from compliance perspective, including DDQ's
  •  Regulatory filings
  •  Fund of Funds - documentation review of underlying funds, due diligence procedures
  •  Outsource chief compliance officer
  •  Anti-money laundering review and training for hedge funds and service providers to hedge funds
  •  Preparation of, and technology solutions for, the preparation of Form PF
  •  Registration with the CFTC for private investment funds who are commodity market participants
  •  Compliance training - custom in-house, or online modules: Just click on the Training tab
  •  Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab

Reuters: Business News

Wall Street cuts losses on late buying
Fri, 27 Jan 2012 16:39:59 -0500
NEW YORK (Reuters) - Stocks trimmed losses to end little changed on Friday, as investors saw dips in the market as an opportunity to buy into what has been a strong first month of 2012.
Read More

Exclusive: Germany wants Greece to give up budget control
Fri, 27 Jan 2012 18:59:50 -0500
BERLIN (Reuters) - Germany is pushing for Greece to relinquish control over its budget policy to European institutions as part of discussions over a second rescue package, a European source told Reuters on Friday.
Read More

Exiting watchdog sees flaws in SEC's rulewriting
Fri, 27 Jan 2012 22:30:37 -0500
WASHINGTON, DC (Reuters) - In his final act before departing the Securities and Exchange Commission on Friday, the agency's inspector general, David Kotz, criticized how the agency analyzes the economic impact of some of its Dodd-Frank rules.
Read More

Friday January 27th, 2012