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PWG TECHCHECK UPDATE
Our "PWG TechCheck" self-assessment tool for asset managers, based on the President's Working Group report, is now live! Assess your compliance, and create a report to demonstrate it to your investors! PWG TechCheck also cross-references to the European Hedge Fund Standards Board (HFSB) best practices report and may allow you to sign on with confidence at the end of the assessment process. Click on the "PWG TechCheck" tab for more information!

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Click on the "Training" tab for a FREE webinar outlining the need for investment advisers to train employees on compliance and unlawful employment practices.

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News from the Training Front: JG Advisory Services continues to provide in-person tailored training to hedge fund employees, most recently in the areas of insider trading and employment laws. Contact us to arrange your customized session!


We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.

Where Wall Street Comes for Compliance with a Practical Edge


JG Advisory Services offers comprehensive compliance solutions to hedge funds, private equity funds, broker-dealers and related industry service providers. You name your compliance problem, we will provide a solution! With state-of-the-art technology and highly trained staffing, look to us for:

  •  SEC Mock Audits tailored to suit your needs and budget
  •  Investment advisor SEC registration, including Form ADV, compliance manuals, books and records
  •  Set-up and monitoring of compliance procedures
  •  Outsource provider of various compliance functions such as review of personal trading and email
  •  Review of marketing materials from compliance perspective, including DDQ's
  •  Regulatory filings
  •  Fund of Funds - documentation review of underlying funds, due diligence procedures
  •  Outsource chief compliance officer
  •  Compliance training - custom in-house, or online modules: Just click on the Training tab
  •  Best Practices Self-Assessment: Just click the PWG TechCheck(c) tab

Reuters: Business News

Medici lawyer says Kohn didn't get Madoff payments
Fri, 03 Jul 2009 13:17:20 -0400
NEW YORK/VIENNA (Reuters) - Austrian fund manager Sonja Kohn did not receive any kickbacks from Bernard Madoff to steer Bank Medici customer funds to the swindler's investment business, a Medici lawyer said on Friday.
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Teck to sell 17 percent stake to China for C$1.74 billion
Fri, 03 Jul 2009 17:29:07 -0400
TORONTO (Reuters) - Teck Resources said on Friday it will sell a 17.2 percent equity stake to state-owned China Investment Corp in a deal that will help the Canadian miner pay down its debt while expanding China's portfolio of commodity investments.
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Earnings to set tone for stocks in week ahead
Fri, 03 Jul 2009 04:54:44 -0400
NEW YORK (Reuters) - With Wall Street stuck in a range since May, the start of second-quarter earnings season next week could prove to be a decisive factor for determining how much faith investors should have in an economic recovery.
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Saturday July 4th, 2009