Where Wall Street Comes for Compliance and Consulting Services with a Practical Edge

JG Advisory Services LLC offers comprehensive compliance and consulting services to hedge funds, private equity funds, broker-dealers and related industry service providers. JG Advisory Services LLC works in these areas:

SEC Mock Audits tailored to suit your needs and budget.

Investment advisor SEC registration, including Form ADV, compliance manuals, books and records

On-going monitoring of compliance procedures and related filings

Outsource chief compliance officer

Review of marketing materials from compliance perspective, including RFP's

Compliance training for annual meetings, new employees and part of an on-going program

Outsource provider of various compliance functions such as review of personal trading and restricted list maintenance

For Fund of Funds - documentation review of underlying funds

Reuters: Business News - Sun, 11 May 2008 23:20:27 -0400

EnCana to split in two with oil at record highs
Sun, 11 May 2008 17:17:05 -0400
CALGARY, Alberta (Reuters) - EnCana Corp , Canada's biggest energy company, said on Sunday it plans to split into two separate oil and natural gas firms in an effort to wring out more value with crude prices at record highs.
Read More

Cablevision near deal to buy Newsday: source
Sun, 11 May 2008 19:34:33 -0400
NEW YORK (Reuters) - Tribune Co is close to an agreement to sell its Newsday newspaper to Cablevision Systems Corp and an announcement could come as early as Monday, a source familiar with the situation said on Sunday.
Read More

Stocks sag on economic uncertainty
Sun, 11 May 2008 23:00:10 -0400
SINGAPORE (Reuters) - Stocks fell on Monday, weighed down by uncertainty over the health of the U.S. economy and surging oil and commodity prices, while Japanese exporters felt the pinch from a stronger yen.
Read More




Home About Us Blog Contact Us Service Providers Best Practices Checklist Training

Become a beta tester for our newest product now under development. Click under "Best Practices Checklist" for complete details on this exciting project! -AND- Click on the "Training" tab for a FREE webinar outlining the need for investment advisers to train employees on compliance and unlawful employment practices. -AND- *NEW FOR 2008* Updated Compliance Basics Training Module** This valuable training tool has been updated for 2008! Click on "Training" tab for purchase and more information. We are always available to discuss your compliance needs. Use our CONTACT US page, or call on 917 375-6852.			Where Wall Street Comes for Compliance and Consulting Services with a Practical Edge JG Advisory Services LLC offers comprehensive compliance and consulting services to hedge funds, private equity funds, broker-dealers and related industry service providers. JG Advisory Services LLC works in these areas: SEC Mock Audits tailored to suit your needs and budget. Investment advisor SEC registration, including Form ADV, compliance manuals, books and records On-going monitoring of compliance procedures and related filings Outsource chief compliance officer Review of marketing materials from compliance perspective, including RFP's Compliance training for annual meetings, new employees and part of an on-going program Outsource provider of various compliance functions such as review of personal trading and restricted list maintenance For Fund of Funds - documentation review of underlying funds Reuters: Business News - Sun, 11 May 2008 23:20:27 -0400 EnCana to split in two with oil at record highs Sun, 11 May 2008 17:17:05 -0400 CALGARY, Alberta (Reuters) - EnCana Corp , Canada's biggest energy company, said on Sunday it plans to split into two separate oil and natural gas firms in an effort to wring out more value with crude prices at record highs. Read More Cablevision near deal to buy Newsday: source Sun, 11 May 2008 19:34:33 -0400 NEW YORK (Reuters) - Tribune Co is close to an agreement to sell its Newsday newspaper to Cablevision Systems Corp and an announcement could come as early as Monday, a source familiar with the situation said on Sunday. Read More Stocks sag on economic uncertainty Sun, 11 May 2008 23:00:10 -0400 SINGAPORE (Reuters) - Stocks fell on Monday, weighed down by uncertainty over the health of the U.S. economy and surging oil and commodity prices, while Japanese exporters felt the pinch from a stronger yen. Read More

Sunday May 11th, 2008